All jobs near New York in the Regulatory sector

• New York
• US$150000 - US$180000 per annum
• Posted 1 day ago

A large multi-strat fund is seeking a Control Room professional to join the team and report to the Head of Control Room in a role focused on MNPI, maintance of lists, and interacting with business leaders regarding conflicts. The opportunity will also involve interaction with a parent company and...

• New York
• US$160000 - US$200000 per annum
• Posted 8 days ago

A $70b aum global investment firm located in Manhattan is looking to hire a VP Compliance Officer. This is a growth hire to support the expansion of their business and will be responsible for performing daily activities to promote the further enhancement of the firm's compliance program. Responsi...

• New York
• US$150000 - US$180000 per annum
• Posted 17 days ago

A global, alternative asset manager is seeking a Trade Surveillance Officer to join their compliance team in NYC for a hybrid role leading their trade monitoring and market surveillance. This opportunity will report to senior leadership on the compliance team and will work directly with the trade...

• New York
• US$100000 - US$120000 per annum
• Posted 22 days ago

A leading full-service financial services firm is looking to bring on a Surveillance Associate to the Compliance Team to provide regulatory support to the equity trading desk. This firm receives consistent global recognition for its wealth management arm and ESG investment strategy. Title: Survei...