All jobs near New York in the Regulatory sector

• New York
• US$175000 - US$225000 per annum
• Posted about 24 hours ago

Job Title: Advance Markets Lead Location: Remote with EST Hours Reports To: Chief Compliance Officer (CCO) Department: Retirement Team Company Overview Our client is a rapidly growing life insurance and annuities company that prides itself on innovation, customer care, and staying ahead of indust...

• New York
• US$200000 - US$225000 per annum
• Posted 3 days ago

A large, growing private credit firm is seeking a qualified individual to join their Compliance team, reporting directly to the Chief Compliance Officer. This role offers exposure to senior management and involvement in all aspects of the compliance program, working closely with Legal and other s...

• New York
• US$150000 - US$180000 per annum
• Posted 4 days ago

About the Role A fast-growing fintech startup is looking to hire a Senior Compliance Officer - Consumer Lending to lead the day to day deposit and credit card operations of our customers. Assist in Implementation and management of an effective Compliance Management System (CMS) for Credit Card Po...

• New York
• US$120000 - US$150000 per annum
• Posted 10 days ago

A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit...

• New York
• US$100000 - US$130000 per annum
• Posted 12 days ago

Job Title: Privacy Operations Lead Location: New York or New Jersey (Hybrid / In-office) Base Salary: $100,000 - $130,000 per year Company Overview: Our client is a leading financial institution with a strong reputation in the banking industry. They are committed to maintaining the highest standa...

• New York
• US$100000 - US$130000 per annum
• Posted 12 days ago

Job Title: Senior Compliance Manager - Credit Cards (Consumer Lending) Location: New York or New Jersey (Hybrid / In-office) Base Salary: $100,000 - $130,000 per year Company Overview: Our client is a leading financial institution, committed to providing top-tier consumer lending solutions. With ...

• New York
• US$80000 - US$90000 per annum
• Posted 12 days ago

Job Title: Sales Development Representative (SDR) - Fintech Firm (RIA Clients) Location: New York City Reports to: Sales Manager Department: Sales Salary: $80,000-90,000/yr About the Firm: Our client is a fast-growing fintech firm providing innovative financial solutions to institutional Register...

• New York
• Negotiable
• Posted 12 days ago

An esteemed financial services institution is looking for an experienced Compliance Manager with a strong background in retail banking compliance to join the team. Reporting directly to the VP of Compliance, this role will serve as the SME for the retail credit card team. The role involves indepe...

• New York
• US$140000 - US$150000 per annum + Bonus
• Posted 12 days ago

Compliance Testing Manager - Consumer Banking Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Vice President level to lead specialist Compliance Testing engagements across the firms substantial Consumer Banking business...

• New York
• US$160000 - US$180000 per annum + Bonus
• Posted 12 days ago

Senior Compliance Advisory Manager - Community Reinvestment Act Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / Senior VP level to provide specialist Compliance advice and guidance to senior leaders and key membe...

• New York
• US$90000 - US$100000 per annum
• Posted 17 days ago

A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit...

• New York
• US$100000 - US$110000 per annum
• Posted 17 days ago

A global investment management firm is seeking a Compliance Associate to join the compliance team and work with the Chief Compliance Officer on the day-to-day compliance program. The role will be a generalist, getting exposure to multiple parts of the compliance program, such as Code of Ethics, m...

• New York
• US$90000 - US$100000 per annum
• Posted 17 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit team that...

• New York
• US$200000 - US$250000 per annum
• Posted 19 days ago

Job Title: Underwriting Counsel - Energy Division Location: Remote Reports to: Head of Operations Salary: $200,000-$250,000/yr Position Overview: We are seeking an experienced and highly motivated Underwriting Counsel to join our client's dynamic Energy Division at a leading provider of title ins...

• New York
• US$150000 - US$200000 per annum
• Posted 19 days ago

Job Title: Financial Reporting Manager Location: Remote (Based in New Jersey) Travel: Occasional/Minimal Salary: $150,000-$200,000/yr Company Overview: Our client is a dynamic wealth management firm, committed to providing personalized financial services to a diverse client base. With a reputatio...

• New York
• Negotiable
• Posted 22 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit team th...

• New York
• US$155000 - US$165000 per annum
• Posted 24 days ago

Our client is a leading home healthcare organization located in the heart of New York. Their service is a top choice for in-home care, empowering patients and their caregivers. Patients have the freedom to choose their caregiver and ensure they are compensated through the Medicaid program. This c...

• New York
• US$200000 - US$275000 per annum
• Posted 25 days ago

A civil engineering consulting firm in New York City is looking to bring on a Chief Financial Officer to lead the finance and operations teams. This seat will report directly into the CEO and serve on the firm Board, playing a key role in shaping the strategic finance of the firm. Title: Chief Fi...

• New York
• Negotiable
• Posted 25 days ago

Compliance Advisor - Elite Investment Bank Location: New York, New York If you are looking to take your compliance career to the next level, there is an exciting opportunity to join a prestigious investment bank known for its industry leadership and exceptional work culture. As a Compliance Assoc...

• New York
• US$250000 - US$300000 per annum + Bonus
• Posted 26 days ago

Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a senior Executive Director level to build out a Compliance function for a newly created RIA business. The firm are one of Europe's largest banking groups whose US presence continues t...